Full-Time Compliance Assessment Consultant

We are seeking Compliance Assessment Support professionals to join our Digital Investigation & Discovery group. This is a unique opportunity for an entrepreneurial, highly driven person with a well-rounded skill set to join the team. The ideal person will have a strong grasp of compliance methodologies, tools, and technologies, be flexible, and a strategic thinker able to take on a variety of tasks.

You will be an integral part of our innovative compliance initiatives, working closely with the Digital Investigation & Discovery group. You will play a pivotal role in driving the success of high-profile projects and collaborating with cross-functional teams.

Responsibilities Include:

1. Develop and implement workflows to solve complex compliance-related challenges.
2. Manage the implementation of compliance platforms (e.g., Global Relay, Telemessage, CellTrust, LeapXpert).
3. Execute tasks involving the identification, organization, collection, processing, review, and production of electronic communications data.
4. Prepare summaries, data visualizations, analyses, and presentations for senior leadership.
5. Support the team in regulatory compliance matters.
6. Oversee preparation and production of information for regulatory proceedings.
7. Implement quality control measures throughout the compliance process.
8. Stay up-to-date with compliance software, tools, and emerging technologies.
9. Manage time and tasks efficiently, meeting client deadlines.
10. Participate actively in internal and external meetings, providing valuable insights.
11. Generate thorough documentation, ensuring compliance with industry standards.
12. Communicate with clients effectively to ensure timely task completion, establish project goals, and review costs.
13. Lead efforts for high-quality client work across project teams.
14. Support the document review lifecycle, utilizing various technologies to identify responsive documents and offer consulting services.

Required Qualifications:

• Experience within a financial services organization (IT, related compliance, manager/senior analyst level, or similar), or as an advisor/consultant to financial services firms.
• Specific experience with compliance platforms (Global Relay, Telemessage, CellTrust, LeapXpert).
• Experience implementing these tools/platforms within a financial services firm's IT infrastructure.
• Broad technical acumen (IT policies, email archiving, MDM tools, security settings).
• Excellent project management skills.
• Ability to handle multiple tasks simultaneously.
• Advanced decision-making and problem-solving skills.
• Strong attention to detail.
• Strong work ethic, eagerness for development, and motivation to succeed.
• Ability to confidently interact with senior team members and clients.
• Ability to learn new technologies and workflows.
• Excellent communication skills (written and verbal).

Preferred Qualifications:

• Relevant InfoSec experience or qualifications.
• Experience with FINRA or SEC-related regulatory requests.

Physical and Mental Job Qualifications:

• Ability to sit for extended periods.
• Comfortable working remotely and/or in a hybrid environment.
• Flexible to work outside of standard business hours.
• Flexible to travel.

Benefits:

• Flexible work environment
• Generous annual leave policy
• Comprehensive medical insurance

Salary: $48 - $72/hour

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