Full-Time Compliance Assurance Manager

We’re on a mission to make money work for everyone. We’re waving goodbye to the complicated and confusing ways of traditional banking. We offer personal and business bank accounts, joint accounts, accounts for 16-17 year olds, a free kids account and credit cards in the UK, with more exciting things to come.

Our UK customers can also save, invest and combine their pensions with us.

We’re looking for a Compliance Assurance Manager to join our second line of defence (2LoD). You’ll help to provide oversight and check and challenge to the first line of defence (1LoD), providing assurance over how Monzo manages conduct risk.

Key Responsibilities:

• Supporting teams to understand compliance and conduct risks.
• Conducting end-to-end assurance reviews of key regulations, processes, and controls.
• Providing clear feedback to strengthen Monzo’s control environment.
• Challenging policies and procedures to ensure good customer outcomes and regulatory requirements.
• Providing subject matter expertise to strengthen the Risk and Compliance function.
• Delivering impactful reports and compliance assurance management information.
• Tracking and validating closures of actions.
• Exploring ways to streamline, automate, and enhance compliance assurance.
• Providing oversight to other Compliance Assurance Managers/Analysts.
• Delivering other Compliance team activities.
• Inspiring a proactive culture towards regulation.
• Delivering continuous improvement to the function.

Requirements:

• Experience in a compliance monitoring, compliance assurance, or audit role.
• Practical experience of delivering end-to-end assurance reviews.
• Strong knowledge of Monzo’s conduct risks and the FCA Handbook.
• Knowledge of other important rules and guidance.
• Ability to analyse large amounts of information.
• Experience in a Fintech, data-driven, or highly automated environment (preferred).
• In-depth knowledge of the Risk and Compliance function.
• Strong stakeholder management skills.
• Compliance assurance SME.

What is the last date for applying to the job?

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