Full-Time Entry Level Compliance Analyst

Crypto.com | Derivatives North America (CDNA) is seeking a full-time Compliance Analyst to join our Compliance team. CDNA is a U.S. derivatives exchange regulated by the CFTC.

The Compliance Department ensures CDNA complies with the Commodity Exchange Act (CEA). The position involves handling inquiries related to CDNA rules, membership obligations, and compliance with CFTC regulations. Responsibilities include conducting investigations, audits, and monitoring compliance-related functions.

• Conduct compliance monitoring for potential rule violations related to trading activity, money-laundering, fraud, and other Nadex rule violations.
• Communicate with market participants regarding compliance-related functions and investigations.
• Communicate compliance analysis and findings to department management and staff.
• Perform AML/KYC, sales solicitations, and marketing material reviews.
• Monitor and respond to customer and internal questions for Compliance.
• Conduct and document investigations into potential violations of Exchange rules and/or CFTC regulations.
• Prepare written reports for management review or presentation to Exchange committees.
• Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests from the CFTC and Internal Audit.

• Bachelor's degree in Finance, Economics, or Business, or equivalent experience.
• Minimum 1-3 years in Compliance in financial services, or equivalent experience.
• Working knowledge of CFTC Regulations for Designated Contract Markets (DCM) and Derivatives Clearing Organizations (DCO).
• Excellent written and oral communication skills.
• Ability to manage projects and work independently in a fast-paced environment.
• Ability to multitask and prioritize job responsibilities.
• Intermediate experience with MS Outlook, MS Word, and MS Excel.

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