Full-Time Trade Desk Ops Associate
Jobs For Humanity is hiring a remote Full-Time Trade Desk Ops Associate. The career level for this job opening is Entry Level and is accepting New York, New York based applicants remotely. Read complete job description before applying.
Jobs For Humanity
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Job Details
As a Licensed Series 7 and 63 colleague, you will provide world-class service in trade entry, order execution, account maintenance, and customer service.
Products: Managed accounts, mutual funds, fixed income, and equities.
Seeking: A highly motivated, team-oriented colleague who can work individually and effectively with other teams.
Key Skills: Strong written and verbal communication, thrives in a fast-paced environment, identifies operational improvement opportunities.
- Primary Responsibilities:
- Trade entry, order execution, quality control
- Initiate and submit trades for mutual funds, UITS, structured products, equities, and fixed income (phone/paperwork)
- Adhere to regulatory requirements for TRACE, RTRS, and CAT
- Assist financial advisors with trade corrections, operational support, and service-related requests
- Learn and train in all aspects of the trade desk
- Collaborate with other teams to improve processes and create efficiencies
- Collaborate with Risk and/or Legal business partners to resolve customer issues
Qualifications:
- 2-3 years of experience in Financial Services
- Call center experience preferred
- Series 7 & 63 licenses required
- Problem-solving skills
- Multitasking abilities
- Flexible team player
Hours & Schedule:
- 40 hours/week
- Monday-Friday
Compensation: Pay will be discussed with recruiter.
How to Apply:
- Complete application on the New Grad job board
- Check email for "Your YUPRO Placement Application: Next Steps" and submit application
- For Year Up Interns/Alums: Identify yourself by selecting "Community Organization" and "Year Up" in the application